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by Philip Zimbardo
A Simulation Study of
the Psychology of Imprisonment
Conducted at Stanford University
Welcome to the Stanford Prison Experiment web site, which features an
extensive slide show and information about this classic psychology
experiment. What happens when you put good people in an evil place? Does
humanity win over evil, or does evil triumph? These are some of the
questions we posed in this dramatic simulation of prison life conducted in
the summer of 1971 at Stanford University.
How we went about testing
these questions and what we found may astound you. Our planned two-week
investigation into the psychology of prison life had to be ended
prematurely after only six days because of what the situation was doing to
the college students who participated. In only a few days, our guards
became sadistic and our prisoners became depressed and showed signs of
extreme stress. Please join me on a slide tour of describing this
experiment and uncovering what it tells us about the nature of Human
Nature.
--Philip G. Zimbardo
A Quiet Sunday Morning...
On a quiet Sunday morning in
August, a Palo Alto, California, police car swept through the town picking
up college students as part of a mass arrest for violation of Penal Codes
211, Armed Robbery, and Burglary, a 459 PC. The suspect was picked up at
his home, charged, warned of his legal rights, spread-eagled against the
police car, searched, and handcuffed -- often as surprised and curious
neighbors looked on.
The suspect was then put in
the rear of the police car and carried off to the police station, the
sirens wailing.
The car arrived at the
station, the suspect was brought inside, formally booked, again warned of
his Miranda rights, finger printed, and a complete identification was
made. The suspect was then taken to a holding cell where he was left
blindfolded to ponder his fate and wonder what he had done to get himself
into this mess.
Volunteers
What suspects had done was
to answer a local newspaper ad calling for volunteers in a study of the
psychological effects of prison life. We wanted to see what the
psychological effects were of becoming a prisoner or prison guard. To do
this, we decided to set up a simulated a prison and then carefully note
the effects of this institution on the behavior of all those within its
walls.
More than 70 applicants answered our ad and were given diagnostic
interviews and personality tests to eliminate candidates with
psychological problems, medical disabilities, or a history of crime or
drug abuse. Ultimately, we were left with a sample of 24 college students
from the U.S. and Canada who happened to be in the Stanford area and
wanted to earn $15/day by participating in a study. On all dimensions that
we were able to test or observe, they reacted normally.
Our study of prison life began, then, with an average group of healthy,
intelligent, middle-class males. These boys were arbitrarily divided into
two groups by a flip of the coin. Half were randomly assigned to be
guards, the other to be prisoners. It is important to remember that at the
beginning of our experiment there were no differences between boys
assigned to be a prisoner and boys assigned to be a guard.
Constructing the
Experiment
To help us closely simulate
a prison environment, we called upon the services of experienced
consultants. Foremost among them was a former prisoner who had served
nearly seventeen years behind bars. This consultant made us aware of what
it was like to be a prisoner. He also introduced us to a number of other
ex-convicts and correctional personnel during an earlier Stanford summer
school class we co-taught on "The Psychology of Imprisonment."
Our prison was constructed by boarding up each end of a corridor in the
basement of Stanford's Psychology Department building. That corridor was
"The Yard" and was the only outside place where prisoners were allowed to
walk, eat, or exercise, except to go to the toilet down the hallway (which
prisoners did blindfolded so as not to know the way out of the prison).
To create prison cells, we took the doors off some laboratory rooms and
replaced them with specially made doors with steel bars and cell numbers.
At one end of the hall was a
small opening through which we could videotape and record the events that
occurred. On the side of the corridor opposite the cells was a small
closet which became "The Hole," or solitary confinement. It was dark and
very confining, about two feet wide and two feet deep, but tall enough
that a "bad prisoner" could stand up.
An intercom system allowed
us to secretly bug the cells to monitor what the prisoners discussed, and
also to make public announcements to the prisoners. There were no windows
or clocks to judge the passage of time, which later resulted in some
time-distorting experiences.
With these features in
place, our jail was ready to receive its first prisoners, who were waiting
in the detention cells of the Palo Alto Police Department.
A State of Mild Shock...
Blindfolded and in a state
of mild shock over their surprise arrest by the city police, our prisoners
were put into a car and driven to the "Stanford County Jail" for further
processing. The prisoners were then brought into our jail one at a time
and greeted by the warden, who conveyed the seriousness of their offense
and their new status as prisoners.
Humiliation
Each prisoner was
systematically searched and stripped naked. He was then deloused with a
spray, to convey our belief that he may have germs or lice -- as can be
seen in this series of photos.
A degradation procedure was
designed in part to humiliate prisoners and in part to be sure they wasn't
bringing in any germs to contaminate our jail. This procedure was similar
to the scenes captured by Danny Lyons in these Texas prison photos.
he prisoner was then issued
a uniform. The main part of this uniform was a dress, or smock, which each
prisoner wore at all times with no underclothes. On the smock, in front
and in back, was his prison ID number. On each prisoner's right ankle was
a heavy chain, bolted on and worn at all times. Rubber sandals were the
footware, and each prisoner covered his hair with a stocking cap made from
a woman's nylon stocking.
It should be clear that we
were trying to create a functional simulation of a prison -- not a literal
prison. Real male prisoners don't wear dresses, but real male prisoners do
feel humiliated and do feel emasculated. Our goal was to produce similar
effects quickly by putting men in a dress without any underclothes.
Indeed, as soon as some of our prisoners were put in these uniforms they
began to walk and to sit differently, and to hold themselves differently
-- more like a woman than like a man.
The chain on their foot,
which also is uncommon in most prisons, was used in order to remind
prisoners of the oppressiveness of their environment. Even when prisoners
were asleep, they could not escape the atmosphere of oppression. When a
prisoner turned over, the chain would hit his other foot, waking him up
and reminding him that he was still in prison, unable to escape even in
his dreams.
The use of ID numbers was a
way to make prisoner feel anonymous. Each prisoner had to be called only
by his ID number and could only refer to himself and the other prisoners
by number.
The stocking cap on his head
was a substitute for having the prisoner's hair shaved off. The process of
having one's head shaved, which takes place in most prisons as well as in
the military, is designed in part to minimize each person's individuality,
since some people express their individuality through hair style or
length. It is also a way of getting people to begin complying with the
arbitrary, coercive rules of the institution. The dramatic change in
appearance of having one's head shaved can be seen on this page.
Enforcing Law
The guards were given no
specific training on how to be guards. Instead they were free, within
limits, to do whatever they thought was necessary to maintain law and
order in the prison and to command the respect of the prisoners. The
guards made up their own set of rules, which they then carried into effect
under the supervision of Warden David Jaffe, an undergraduate from
Stanford University. They were warned, however, of the potential
seriousness of their mission and of the possible dangers in the situation
they were about to enter, as, of course, are real guards who voluntarily
take such a dangerous job.
As with real prisoners, our prisoners expected some harassment, to have
their privacy and some of their other civil rights violated while they
were in prison, and to get a minimally adequate diet -- all part of their
informed consent agreement when they volunteered.
This is what one of our
guards looked like. All guards were dressed in identical uniforms of
khaki, and they carried a whistle around their neck and a billy club
borrowed from the police. Guards also wore special sun-glasses, an idea I
borrowed from the movie "Cool Hand Luke." Mirror sunglasses prevented
anyone from seeing their eyes or reading their emotions, and thus helped
to further promote their anonymity. We were, of course, studying not only
the prisoners but also the guards, who found themselves in a new
power-laden role.
We began with nine guards
and nine prisoners in our jail. Three guards worked each of three
eight-hour shifts, while three prisoners occupied each of the three barren
cells around the clock. The remaining guards and prisoners from our sample
of 24 were on call in case they were needed. The cells were so small that
there was room for only three cots on which the prisoners slept or sat,
with room for little else.
Asserting Authority
At 2:30 A.M. the prisoners
were rudely awakened from sleep by blasting whistles for the first of many
"counts." The counts served the purpose of familiarizing the prisoners
with their numbers (counts took place several times each shift and often
at night). But more importantly, these events provided a regular occasion
for the guards to exercise control over the prisoners. At first, the
prisoners were not completely into their roles and did not take the counts
too seriously. They were still trying to assert their independence. The
guards, too, were feeling out their new roles and were not yet sure how to
assert authority over their prisoners. This was the beginning of a series
of direct confrontations between the guards and prisoners.
Push-ups were a common form
of physical punishment imposed by the guards to punish infractions of the
rules or displays of improper attitudes toward the guards or institution.
When we saw the guards demand push-ups from the prisoners, we initially
thought this was an inappropriate kind of punishment for a prison -- a
rather juvenile and minimal form of punishment. However, we later learned
that push-ups were often used as a form of punishment in Nazi
concentration camps, as can be seen in this drawing by a former
concentration camp inmate, Alfred Kantor. It's noteworthy that one of our
guards also stepped on the prisoners' backs while they did push-ups, or
made other prisoners sit or step on the backs of fellow prisoners doing
their push-ups.
Asserting Independence
Because the first day passed
without incident, we were surprised and totally unprepared for the
rebellion which broke out on the morning of the second day. The prisoners
removed their stocking caps, ripped off their numbers, and barricaded
themselves inside the cells by putting their beds against the door. And
now the problem was, what were we going to do about this rebellion? The
guards were very much angered and frustrated because the prisoners also
began to taunt and curse them. When the morning shift of guards came on,
they became upset at the night shift who, they felt, must have been too
lenient. The guards had to handle the rebellion themselves, and what they
did was fascinating for the staff to behold.
At first they insisted that
reinforcements be called in. The three guards who were waiting on stand-by
call at home came in and the night shift of guards voluntarily remained on
duty to bolster the morning shift. The guards met and decided to treat
force with force.
They got a fire extinguisher
which shot a stream of skin-chilling carbon dioxide, and they forced the
prisoners away from the doors. (The fire extinguishers were present in
compliance with the requirement by the Stanford Human Subjects Research
Panel, which was concerned about potential fire threats.)
The guards broke into each
cell, stripped the prisoners naked, took the beds out, forced the
ringleaders of the prisoner rebellion into solitary confinement, and
generally began to harass and intimidate the prisoners.
Special Privileges
The rebellion had been
temporarily crushed, but now a new problem faced the guards. Sure, nine
guards with clubs could put down a rebellion by nine prisoners, but you
couldn't have nine guards on duty at all times. It's obvious that our
prison budget could not support such a ratio of staff to inmates. So what
were they going to do? One of the guards came up a solution. "Let's use
psychological tactics instead of physical ones." Psychological tactics
amounted to setting up a privilege cell.
One of the three cells was designated as a "privilege cell." The three
prisoners least involved in the rebellion were given special privileges.
They got their uniforms back, got their beds back, and were allowed to
wash and brush their teeth. The others were not. Privileged prisoners also
got to eat special food in the presence of the other prisoners who had
temporarily lost the privilege of eating. The effect was to break the
solidarity among prisoners.
After half a day of this
treatment, the guards then took some of these "good" prisoners and put
them into the "bad" cells, and took some of the "bad" prisoners and put
them into the "good" cell, thoroughly confusing all the prisoners. Some of
the prisoners who were the ringleaders now thought that the prisoners from
the privileged cell must be informers, and suddenly, the prisoners became
distrustful of each other. Our ex-convict consultants later informed us
that a similar tactic is used by real guards in real prisons to break
prisoner alliances. For example, racism is used to pit Blacks, Chicanos,
and Anglos against each other. In fact, in a real prison the greatest
threat to any prisoner's life comes from fellow prisoners. By dividing and
conquering in this way, guards promote aggression among inmates, thereby
deflecting it from themselves.
The prisoners' rebellion
also played an important role in producing greater solidarity among the
guards. Now, suddenly, it was no longer just an experiment, no longer a
simple simulation. Instead, the guards saw the prisoners as troublemakers
who were out to get them, who might really cause them some harm. In
response to this threat, the guards began stepping up their control,
surveillance, and aggression.
Every aspect of the
prisoners' behavior fell under the total and arbitrary control of the
guards. Even going to the toilet became a privilege which a guard could
grant or deny at his whim. Indeed, after the nightly 10:00 P.M. lights out
"lock-up," prisoners were often forced to urinate or defecate in a bucket
that was left in their cell. On occasion the guards would not allow
prisoners to empty these buckets, and soon the prison began to smell of
urine and feces -- further adding to the degrading quality of the
environment.
The guards were especially
tough on the ringleader of the rebellion, Prisoner #5401. He was a heavy
smoker, and they controlled him by regulating his opportunity to smoke. We
later learned, while censoring the prisoners' mail, that he was a
self-styled radical activist. He had volunteered in order to "expose" our
study, which he mistakenly thought was an establishment tool to find ways
to control student radicals. In fact, he had planned to sell the story to
an underground newspaper when the experiment was over! However, even he
fell so completely into the role of prisoner that he was proud to be
elected leader of the Stanford County Jail Grievance Committee, as
revealed in a letter to his girlfriend.
The First Prisoner
Released
Less than 36 hours into the
experiment, Prisoner #8612 began suffering from acute emotional
disturbance, disorganized thinking, uncontrollable crying, and rage. In
spite of all of this, we had already come to think so much like prison
authorities that we thought he was trying to "con" us -- to fool us into
releasing him.
When our primary prison consultant interviewed Prisoner #8612, the
consultant chided him for being so weak, and told him what kind of abuse
he could expect from the guards and the prisoners if he were in San
Quentin Prison. #8612 was then given the offer of becoming an informant in
exchange for no further guard harassment. He was told to think it over.
During the next count, Prisoner #8612 told other prisoners, "You can't
leave. You can't quit." That sent a chilling message and heightened their
sense of really being imprisoned. #8612 then began to act "crazy," to
scream, to curse, to go into a rage that seemed out of control. It took
quite a while before we became convinced that he was really suffering and
that we had to release him.
Parents and Friends
The next day, we held a
visiting hour for parents and friends. We were worried that when the
parents saw the state of our jail, they might insist on taking their sons
home. To counter this, we manipulated both the situation and the visitors
by making the prison environment seem pleasant and benign. We washed,
shaved, and groomed the prisoners, had them clean and polish their cells,
fed them a big dinner, played music on the intercom, and even had an
attractive former Stanford cheerleader, Susie Phillips, greet the visitors
at our registration desk.
When the dozen or so visitors came, full of good humor at what seemed to
be a novel, fun experience, we systematically brought their behavior under
situational control. They had to register, were made to wait half an hour,
were told that only two visitors could see any one prisoner, were limited
to only ten minutes of visiting time, and had to be under the surveillance
of a guard during the visit. Before any parents could enter the visiting
area, they also had to discuss their son's case with the Warden. Of
course, parents complained about these arbitrary rules, but remarkably,
they complied with them. And so they, too, became bit players in our
prison drama, being good middle-class adults.
Some of the parents got
upset when they saw how fatigued and distressed their son was. But their
reaction was to work within the system to appeal privately to the
Superintendent to make conditions better for their boy. When one mother
told me she had never seen her son looking so bad, I responded by shifting
the blame from the situation to her son. "What's the matter with your boy?
Doesn't he sleep well?" Then I asked the father, "Don't you think your boy
can handle this?"
He bristled, "Of course he
can -- he's a real tough kid, a leader." Turning to the mother, he said,
"Come on Honey, we've wasted enough time already." And to me, "See you
again at the next visiting time."
A Mass Escape Plot
The next major event we had
to contend with was a rumored mass escape plot. One of the guards
overheard the prisoners talking about an escape that would take place
immediately after visiting hours. The rumor went as follows: Prisoner
#8612, whom we had released the night before, was going to round up a
bunch of his friends and break in to free the prisoners.
How do you think we reacted to this rumor? Do you think we recorded the
pattern of rumor transmission and prepared to observe the impending
escape? That was what we should have done, of course, if we were acting
like experimental social psychologists. Instead, we reacted with concern
over the security of our prison. What we did was to hold a strategy
session with the Warden, the Superintendent, and one of the chief
lieutenants, Craig Haney, to plan how to foil the escape.
After our meeting, we
decided to put an informant (an experimental confederate) in the cell that
#8612 had occupied. The job of our informant would be to give us
information about the escape plot. Then I went back to the Palo Alto
Police Department and asked the sergeant if we could have our prisoners
transferred to their old jail.
My request was turned down because the Police Department would not be
covered by insurance if we moved our prisoners into their jail. I left
angry and disgusted at this lack of cooperation between our correctional
facilities (I was now totally into my role).
Then we formulated a second
plan. The plan was to dismantle our jail after the visitors left, call in
more guards, chain the prisoners together, put bags over their heads, and
transport them to a fifth floor storage room until after the anticipated
break in. When the conspirators came, I would be sitting there alone. I
would tell them that the experiment was over and we had sent all of their
friends home, that there was nothing left to liberate. After they left,
we'd bring our prisoners back and redouble the security of our prison. We
even thought of luring #8612 back on some pretext and then imprisoning him
again because he was released on false pretenses.
A Visit
I was sitting there all
alone, waiting anxiously for the intruders to break in, when who should
happen along but a colleague and former Yale graduate student roommate,
Gordon Bower. Gordon had heard we were doing an experiment, and he came to
see what was going on. I briefly described what we were up to, and Gordon
asked me a very simple question: "Say, what's the independent variable in
this study?"
To my surprise, I got really angry at him. Here I had a prison break on my
hands. The security of my men and the stability of my prison was at stake,
and now, I had to deal with this bleeding-heart, liberal, academic, effete
dingdong who was concerned about the independent variable! It wasn't until
much later that I realized how far into my prison role I was at that point
-- that I was thinking like a prison superintendent rather than a research
psychologist.
Paying Them Back
The rumor of the prison
break turned out to be just a rumor. It never materialized. Imagine our
reaction! We had spent an entire day planning to foil the escape, we
begged the police department for help, moved our prisoners, dismantled
most of the prison -- we didn't even collect any data that day. How did we
react to this mess? With considerable frustration and feelings of
dissonance over the effort we had put in to no avail. Someone was going to
pay for this.
The guards again escalated very noticeably their level of harassment,
increasing the humiliation they made the prisoners suffer, forcing them to
do menial, repetitive work such as cleaning out toilet bowls with their
bare hands. The guards had prisoners do push-ups, jumping jacks, whatever
the guards could think up, and they increased the length of the counts to
several hours each.
A Kafkaesque Element
At this point in the study,
I invited a Catholic priest who had been a prison chaplain to evaluate how
realistic our prison situation was, and the result was truly Kafkaesque.
The chaplain interviewed each prisoner individually, and I watched in
amazement as half the prisoners introduced themselves by number rather
than name. After some small talk, he popped the key question: "Son, what
are you doing to get out of here?" When the prisoners responded with
puzzlement, he explained that the only way to get out of prison was with
the help of a lawyer. He then volunteered to contact their parents to get
legal aid if they wanted him to, and some of the prisoners accepted his
offer.
The priest's visit further blurred the line between role-playing and
reality. In daily life this man was a real priest, but he had learned to
play a stereotyped, programmed role so well -- talking in a certain way,
folding his hands in a prescribed manner -- that he seemed more like a
movie version of a priest than a real priest, thereby adding to the
uncertainty we were all feeling about where our roles ended and our
personal identities began.
#819
The only prisoner who did
not want to speak to the priest was Prisoner #819, who was feeling sick,
had refused to eat, and wanted to see a doctor rather than a priest.
Eventually he was persuaded to come out of his cell and talk to the priest
and superintendent so we could see what kind of a doctor he needed. While
talking to us, he broke down and began to cry hysterically, just as had
the other two boys we released earlier. I took the chain off his foot, the
cap off his head, and told him to go and rest in a room that was adjacent
to the prison yard. I said that I would get him some food and then take
him to see a doctor.
While I was doing this, one of the guards lined up the other prisoners and
had them chant aloud: "Prisoner #819 is a bad prisoner. Because of what
Prisoner #819 did, my cell is a mess, Mr. Correctional Officer." They
shouted this statement in unison a dozen times.
As soon as I realized that
#819 could hear the chanting, I raced back to the room where I had left
him, and what I found was a boy sobbing uncontrollably while in the
background his fellow prisoners were yelling that he was a bad prisoner.
No longer was the chanting disorganized and full of fun, as it had been on
the first day. Now it was marked by utter confomity and compliance, as if
a single voice was saying, "#819 is bad."
I suggested we leave, but he
refused. Through his tears, he said he could not leave because the others
had labeled him a bad prisoner. Even though he was feeling sick, he wanted
to go back and prove he was not a bad prisoner.
At that point I said,
"Listen, you are not #819. You are [his name], and my name is Dr. Zimbardo.
I am a psychologist, not a prison superintendent, and this is not a real
prison. This is just an experiment, and those are students, not prisoners,
just like you. Let's go."
He stopped crying suddenly, looked up at me like a small child awakened
from a nightmare, and replied, "Okay, let's go."
Parole Board
The next day, all prisoners
who thought they had grounds for being paroled were chained together and
individually brought before the Parole Board. The Board was composed
mainly of people who were strangers to the prisoners (departmental
secretaries and graduate students) and was headed by our top prison
consultant.
Several remarkable things occurred during these parole hearings. First,
when we asked prisoners whether they would forfeit the money they had
earned up to that time if we were to parole them, most said yes. Then,
when we ended the hearings by telling prisoners to go back to their cells
while we considered their requests, every prisoner obeyed, even though
they could have obtained the same result by simply quitting the
experiment. Why did they obey? Because they felt powerless to resist.
Their sense of reality had shifted, and they no longer perceived their
imprisonment as an experiment. In the psychological prison we had created,
only the correctional staff had the power to grant paroles.
During the parole hearings we also witnessed an unexpected metamorphosis
of our prison consultant as he adopted the role of head of the Parole
Board. He literally became the most hated authoritarian official
imaginable, so much so that when it was over he felt sick at who he had
become -- his own tormentor who had previously rejected his annual parole
requests for 16 years when he was a prisoner.
Types of Guards
By the fifth day, a new
relationship had emerged between prisoners and guards. The guards now fell
into their job more easily -- a job which at times was boring and at times
was interesting.
There were three types of guards. First, there were tough but fair guards
who followed prison rules. Second, there were "good guys" who did little
favors for the prisoners and never punished them. And finally, about a
third of the guards were hostile, arbitrary, and inventive in their forms
of prisoner humiliation. These guards appeared to thoroughly enjoy the
power they wielded, yet none of our preliminary personality tests were
able to predict this behavior. The only link between personality and
prison behavior was a finding that prisoners with a high degree of
authoritarianism endured our authoritarian prison environment longer than
did other prisoners.
John Wayne
The prisoners even nicknamed
the most macho and brutal guard in our study "John Wayne." Later, we
learned that the most notorious guard in a Nazi prison near Buchenwald was
named "Tom Mix" -- the John Wayne of an earlier generation -- because of
his "Wild West" cowboy macho image in abusing camp inmates.
Where had our "John Wayne" learned to become such a guard? How could he
and others move so readily into that role? How could intelligent, mentally
healthy, "ordinary" men become perpetrators of evil so quickly? These were
questions we were forced to ask.
Prisoners' Coping
Styles
Prisoners coped with their
feelings of frustration and powerlessness in a variety of ways. At first,
some prisoners rebelled or fought with the guards. Four prisoners reacted
by breaking down emotionally as a way to escape the situation. One
prisoner developed a psychosomatic rash over his entire body when he
learned that his parole request had been turned down. Others tried to cope
by being good prisoners, doing everything the guards wanted them to do.
One of them was even nicknamed "Sarge," because he was so military-like in
executing all commands.
By the end of the study, the prisoners were disintegrated, both as a group
and as individuals. There was no longer any group unity; just a bunch of
isolated individuals hanging on, much like prisoners of war or
hospitalized mental patients. The guards had won total control of the
prison, and they commanded the blind obedience of each prisoner.
One Final Act of
Rebellion
We did see one final act of
rebellion. Prisoner #416 was newly admitted as one of our stand-by
prisoners. Unlike the other prisoners, who had experienced a gradual
escalation of harassment, this prisoner's horror was full-blown when he
arrived. The "old timer" prisoners told him that quitting was impossible,
that it was a real prison.
Prisoner #416 coped by going on a hunger strike to force his release.
After several unsuccessful attempts to get #416 to eat, the guards threw
him into solitary confinement for three hours, even though their own rules
stated that one hour was the limit. Still, #416 refused.
At this point #416 should have been a hero to the other prisoners. But
instead, the others saw him as a troublemaker. The head guard then
exploited this feeling by giving prisoners a choice. They could have #416
come out of solitary if they were willing to give up their blanket, or
they could leave #416 in solitary all night.
What do you think they chose? Most elected to keep their blanket and let
their fellow prisoner suffer in solitary all night. (We intervened later
and returned #416 to his cell.)
An End to the
Experiment
On the fifth night, some
visiting parents asked me to contact a lawyer in order to get their son
out of prison. They said a Catholic priest had called to tell them they
should get a lawyer or public defender if they wanted to bail their son
out! I called the lawyer as requested, and he came the next day to
interview the prisoners with a standard set of legal questions, even
though he, too, knew it was just an experiment.
At this point it became clear that we had to end the study. We had created
an overwhelmingly powerful situation -- a situation in which prisoners
were withdrawing and behaving in pathological ways, and in which some of
the guards were behaving sadistically. Even the "good" guards felt
helpless to intervene, and none of the guards quit while the study was in
progress. Indeed, it should be noted that no guard ever came late for his
shift, called in sick, left early, or demanded extra pay for overtime
work.
I ended the study
prematurely for two reasons. First, we had learned through videotapes that
the guards were escalating their abuse of prisoners in the middle of the
night when they thought no researchers were watching and the experiment
was "off." Their boredom had driven them to ever more pornographic and
degrading abuse of the prisoners.
Second, Christina Maslach, a
recent Stanford Ph.D. brought in to conduct interviews with the guards and
prisoners, strongly objected when she saw our prisoners being marched on a
toilet run, bags over their heads, legs chained together, hands on each
other's shoulders. Filled with outrage, she said, "It's terrible what you
are doing to these boys!" Out of 50 or more outsiders who had seen our
prison, she was the only one who ever questioned its morality. Once she
countered the power of the situation, however, it became clear that the
study should be ended.
And so, after only six days,
our planned two-week prison simulation was called off.
On the last day, we held a
series of encounter sessions, first with all the guards, then with all the
prisoners (including those who had been released earlier), and finally
with the guards, prisoners, and staff together. We did this in order to
get everyone's feelings out in the open, to recount what we had observed
in each other and ourselves, and to share our experiences, which to each
of us had been quite profound.
We also tried to make this a
time for moral reeducation by discussing the conflicts posed by this
simulation and our behavior. For example, we reviewed the moral
alternatives that had been available to us, so that we would be better
equipped to behave morally in future real-life situations, avoiding or
opposing situations that might transform ordinary individuals into willing
perpetrators or victims of evil.
Two months after the study,
here is the reaction of prisoner #416, our would-be hero who was placed in
solitary confinement for several hours:
"I began to feel that I was
losing my identity, that the person that I called "Clay," the person who
put me in this place, the person who volunteered to go into this prison --
because it was a prison to me; it still is a prison to me. I don't regard
it as an experiment or a simulation because it was a prison run by
psychologists instead of run by the state. I began to feel that that
identity, the person that I was that had decided to go to prison was
distant from me -- was remote until finally I wasn't that, I was 416. I
was really my number."
Compare his reaction to that
of the following prisoner who wrote to me from an Ohio penitentiary after
being in solitary confinement for an inhumane length of time:
"I was recently released
from solitary confinement after being held therein for thirty-seven
months. The silence system was imposed upon me and if I even whispered to
the man in the next cell resulted in being beaten by guards, sprayed with
chemical mace, black jacked, stomped, and thrown into a strip cell naked
to sleep on a concrete floor without bedding, covering, wash basin, or
even a toilet....I know that thieves must be punished, and I don't justify
stealing even though I am a thief myself. But now I don't think I will be
a thief when I am released. No, I am not rehabilitated either. It is just
that I no longer think of becoming wealthy or stealing. I now only think
of killing -- killing those who have beaten me and treated me as if I were
a dog. I hope and pray for the sake of my own soul and future life of
freedom that I am able to overcome the bitterness and hatred which eats
daily at my soul. But I know to overcome it will not be easy."
Terminated on August
20, 1971
Our study was terminated on
August 20, 1971. The next day, there was an alleged escape attempt at San
Quentin. Prisoners in the Maximum Adjustment Center were released from
their cells by Soledad brother George Jackson, who had smuggled a gun into
the prison. Several guards and some informant prisoners were tortured and
murdered during the attempt, but the escape was prevented after the leader
was allegedly gunned down while trying to scale the 30-foot high prison
walls.
Less than one month later, prisons made more news when a riot erupted at
Attica Prison in New York. After weeks of negotiations with prisoners who
held guards hostage while demanding basic human rights, New York Governor
Nelson Rockefeller ordered the National Guard to take back the prison by
full force. A great many guards and prisoners were killed and injured by
that ill-advised decision.
One of the major demands of the prisoners at Attica was that they be
treated like human beings. After observing our simulated prison for only
six days, we could understand how prisons dehumanize people, turning them
into objects and instilling in them feelings of hopelessness. And as for
guards, we realized how ordinary people could be readily transformed from
the good Dr. Jekyl to the evil Mr. Hyde.
The question now is how to
change our institutions so that they promote human values rather than
destroy them. Sadly, in the decades since this experiment took place,
prison conditions and correctional policies in the United States have
become even more punitive and destructive. The worsening of conditions has
been a result of the politicization of corrections, with politicians vying
for who is toughest on crime, along with the racialization of arrests and
sentencing, with African-Americans and Hispanics overrepresented. The
media has also contributed to the problem by generating heightened fear of
violent crimes even as statistics show that violent crimes have decreased.
There are more Americans in
jails and prisons -- both men and women -- than ever before in history.
According to a recent Justice Department survey, the number of jailed
Americans more than doubled during the past 12 years, with over 1.8
million people in jail or prison as of 1998. To learn more about this
issue or the Stanford Prison Experiment, please consult the biobliography
below or visit this site's Related Links.
BIBLIOGRAPHY
Zimbardo, P. G., Maslach,
C., & Haney, C. (2000). Reflections on the Stanford Prison Experiment:
Genesis, transformations, consquences. In T. Blass (Ed.). Obedience to
authority: Current Perspectives on the Milgram paradigm (pp.193-237).
Mahwah, N.J.: Erlbaum.
Haney, C., & Zimbardo, P. G.
(1998). The past and future of U.S. prison policy: Twenty-five years after
the Stanford Prison Experiment. American Psychologist, 53, 709-727.
Zimbardo, P. G. (1994).
Transforming California's prisons into expensive old age homes for felons:
Enormous hidden costs and consequences for California's taxpayers. The
Center on Juvenile and Criminal Justice, San Francisco, CA.
Zimbardo, P. G. (1979).
(Testimony of Dr. Philip Zimbardo to U.S. House of Representatives
Committee on the Judiciary.) In J. J. Bonsignore, et al. (Eds.), Before
the law: An introduction to the legal process (pp. 396-399) (2nd ed.).
Boston: Houghton Mifflin.
Haney, C., & Zimbardo, P. G.
(1976). Social roles and role-playing: Observations from the Stanford
prison study. In E. P. Hollander & R. G. Hunt (Eds.), Current perspectives
in social psychology (4th ed.) (pp. 266-274). New York: Oxford University
Press.
Zimbardo, P. G. (1974). The
detention and jailing of juveniles (Hearings before U.S. Senate Committee
on the Judiciary Subcommittee to Investigate Juvenile Delinquency, 10, 11,
17, September, 1973) (pp. 141-161). Washington, DC: U.S. Government
Printing Office.
Zimbardo, P. G., Haney, C.,
Banks, W. C., & Jaffe, D. (1973, April 8). The mind is a formidable
jailer: A Pirandellian prison. The New York Times Magazine, Section 6, 36,
ff.
Haney, C., Banks, W. C., &
Zimbardo, P. G. (1973). Interpersonal dynamics in a simulated prison.
International Journal of Criminology and Penology, 1, 69-97.
Zimbardo, P. G. (1971). The
power and pathology of imprisonment. Congressional Record. (Serial No. 15,
October 25, 1971). Hearings before Subcommittee No. 3, of the Committee on
the Judiciary, House of Representatives, Ninety-Second Congress, First
Session on Corrections, Part II, Prisons, Prison Reform and Prisonerís
Rights: California. Washington, DC: U.S. Government Printing Office.
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