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OPENING BRIEF OF PLAINTIFF-APPELLANT, AMERICAN BUDDHA |
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AMERICAN BUDDHA STRIKES ITS OWN BLOW FOR INTERNET FREE
SPEECH IN KATHLEEN PARKER DUST-UP (AMERICAN BUDDHA VS. CITY OF ASHLAND,
OREGON)
UNITED
STATES COURT OF APPEALS
No. 07-35721
Plaintiff-Appellant
Defendants-Respondents
__________________________________________
Appeal from
the United States District Court
Opening Brief of
Plaintiff-Appellant, Dated:
March 5, 2008
TABLE OF
CONTENTS Table of
Authorities …………………………………………………..............................…. 3 Corporate
Disclosure Statement ……………………………….....................................…... 4
Jurisdictional Statement ………………………………….………..............................………4 Ninth
Circuit Local Rule 28-2.6 Statement ………………………….................................… 4 Statement
Of Issues Presented For Review ………………………….............................….. 5 Standard
of Review …………………………………………………...........................….... 6 Statement
Of The Case ………………………………………………............................….. 6 Statement
Of The Facts ………………………………………………............................…. 6 Summary
Of Argument ……………………………………..….,…..............................……13
I.
THE CITY’S OPERATION OF AFN IS SUBJECT TO
FIRST AMENDMENT PROHIBITIONS ON REGULATIONS THAT CREATE THE RISK OF
CENSORSHIP, AND ACTUALLY CAUSED FIRST AMENDMENT INJURY IN THIS CASE
…................ 13
II.
A DIGITAL PAMPHLETEER MAY SUE TO ENJOIN
A CITY POLICY THAT IMPOSES A PRIOR RESTRAINT UPON SPEECH…………………………………………....…... 16
III.
CITY POLICY IMPOSED A PRIOR RESTRAINT BY
BLOCKING FUTURE INTERNET PUBLICATION OF DIGITAL PAMPHLETS, AND THUS
DEMONSTRATED “DELIBERATE INDIFFERENCE” TO THE RIGHTS OF DIGITAL
PAMPHLETEERS ON THE CITY AFN NETWORK…………………………………………............……….. 19
IV.THE
CITY POLICY VESTED A SINGLE CITY FUNCTIONARY WITH UNBRIDLED DISCRETION
TO PREVENT AMERICAN BUDDHA FROM PUBLISHING DIGITAL PAMPHLETS……….................................................................................................. 21
V.
SUMMARY JUDGMENT WAS IMPROPER BECAUSE
HOLBO’S PRETEXTUAL ASSERTION OF
INFOSTRUCTURE AS THE CITY’S “STRAW MAN” AT BEST RAISED A DISPUTED ISSUE OF FACT THAT
COULD NOT BE RESOLVED WITHOUT
TRIAL
………………………………………………………………........................... 23
VI.CONCLUSION………………………………………………….................................. 25
Certificate of Compliance ……………………………………………..........................…. 26
TABLE OF
AUTHORITIES
Cases:
Anderson
v. Liberty Lobby, Inc., 477
U.S. 242, 255, 106 S.Ct. 2505, 2519 (1986)………. 23
Arizona
Life Coalition Inc. v. Stanton,
__F.3d__, 2008 WL 217012 C.A.9 (Ariz.)
January 28,
2008………………………………………............................................… 14
Bantam
Books v. Sullivan, 372 U.S.
58, 83 S.Ct. 631(1963)………….............................. 16
City of
Lakewood v. Plain Dealer Publishing Co.,
108 S. Ct. 2138, 2150, 486 U.S.
750, 768 (1988)……………………………........................................................... 15, 17, 19, 22
Dombrowski v. Pfister, 380
U.S. 479, 487, 85 S. Ct. 1116, 1121 (1965)………................. 17
Ex parte
Jackson, 96 U.S. 727, 733
(1878)……………………………............................. 15
Forsyth
County v. Nationalist Movement,
505 U.S. 123, 129
(1992)……………….......… 18, 22
Glasson
v. City of Louisville, 518
F.2d 899 (6th Cir., 1975), cert. denied, 423 U.S.
930, 96 S.Ct.
280 (1975)………………………………............................................... 19
Hernandez
v. Hughes Missile Systems Co.,
362 F.3d 564 (9th Cir. 2004)…...…………..... 6
Hohe v.
Casey, 868 F.2d 69, 72-73 (3rd
Cir. 1989) …………………...........................…. 17
Monell v.
Department of Social Services,
436 U.S. 658, 691, 98 S.Ct. 2018, 56
L.Ed.2d 611 (1978)………………………………...................................................… 20,
21
Organization for a Better Austin v. Keefe,
91 S.Ct. 1575, 1577, 402 U.S. 415,
419 (1971)……………………………………………….......................................….. 17
Oviatt v.
Pierce, 954 F.2d 1470 (9th
Cir. 1992)…………………..................................... 20, 22
Reno v.
ACLU, 521 U.S. 844, 870, 117
S.Ct. 2329, 2344, 138 L.Ed.2d 874 (1997)…..….. 14
Saia v.
New York, 334 U.S. 558, 68
S. Ct. 1148 (U.S.
06/07/1948)……............................ 21
Thornhill
v. Alabama, 310 U.S. 88, 97,
60 S.Ct. 736, 741-74 (1940)…………………....... 3, 19
Valandingham v. Bojorquez, 866
F.2d 1135, 1137 (9th Cir. 1989)……............................ 24
Statutes:
42 U.S.C. Sec. 1983 ………………………………………..................................… 4, 6,
11, 19
Histories:
C.R. Hildeburn, Sketches of Printers
and Printing in Colonial
New York (New York: Dodd, Mead
& Company, 1985)……………………............................................................................... 16
CORPORATE DISCLOSURE STATEMENT This
statement is made pursuant to Federal Rule of Appellate Procedure
26.1. Plaintiff-appellant is a corporate entity and has no parent
corporation, subsidiaries or affiliates that have issued shares to
the public.
JURISDICTIONAL STATEMENT The
court below had jurisdiction to entertain this matter because all
claims brought herein related to alleged violations of the United
States Constitution and various federal statutes, including 42 U.S.C.
Sec. 1983. The
Ninth Circuit Court of Appeals has jurisdiction to entertain this
appeal pursuant to 28 U.S.C. Sec. 1291. Final Judgment was rendered
on July 19, 2007. (ER 1.) Plaintiff-appellant filed a timely Notice
of Appeal on August 10, 2007. (ER 9.)
NINTH CIRCUIT LOCAL RULE 28-2.6
STATEMENT
Plaintiff has no knowledge of any pending cases related to the
issues herein.
STATEMENT OF ISSUES PRESENTED FOR
REVIEW
1. Does the City’s operation of a service for hosting websites
on the Internet subject its regulation of the Internet medium to
strict scrutiny?
2. May appellant, a “digital pamphleteer,” sue a City for
injunctive relief when a City policy is applied to shut off
appellant’s website because of its content? 3.
Did the City’s policy, that allowed a City functionary to
prevent websites from publishing “digital pamphlets” based on their
content, work a prior restraint upon speech, and demonstrate
“deliberate indifference” to the First Amendment rights of the
City’s digital pamphleteers?
4. Was the City’s policy unconstitutional on its face, and as
applied, because it vested a single City functionary with unbridled
discretion to prevent American Buddha from publishing digital
pamphlets?
5. Was summary judgment improper because an issue of fact
existed concerning whether the City functionary’s assertion that he
prevented American Buddha from publishing digital pamphlets at the
request of a third party was a mere pretext for censorship?
STANDARD OF REVIEW The
standard of review of the trial court's order of summary judgment is
de novo. Hernandez v. Hughes Missile Systems Co., 362 F.3d
564 (9th Cir. 2004).
STATEMENT OF THE CASE This
is an action brought under 42 U.S.C. Sec. 1983 to enjoin application
of the City of Ashland’s policy for regulating Internet speech, both
facially and as applied to appellant, on the grounds that the City
policy facially violates the First Amendment ban on prior restraints
of speech, and was applied in a manner that violated appellant’s
First Amendment rights.
STATEMENT OF FACTS
The Parties – American Buddha and the City of
Ashland
Appellant, American Buddha, is an
Oregon non-profit corporation. (Carreon Aff. Complaint, ¶ 1; ER
108.) Appellee, the City of Ashland (the “City”) is a municipal
subdivision of the State of Oregon that has operated the Ashland
Fiber Net (“AFN”) since the summer of 1999. (J. Franell Depo.,
24:2-4: ER 40; Exhibit 1 to Carreon Aff.; ER 17.)
AFN – Ashland’s Municipally-Owned
and Operated Internet “Open Network”
AFN is “100 percent municipally
owned,” and its goal is “to provide advanced telecommunications
services to the citizens of Ashland.” (J. Franell Depo.,
23:23-24:1; ER 39-40.) The City’s official publication states that
“AFN is the only true ‘Open Network’ in the nation.” (Carreon Aff.,
Exh. 1; ER 17.) AFN provides Ashland citizens with access to the
Internet, email, and the ability to host websites on the Internet,
all of which activities involve speech. (J. Franell Depo,
25:11-26:2; ER 41-42.) AFN provided Internet services to its
citizens – email, Internet access, and website hosting, through a
group of Internet Service Providers (“ISPs”), also known as
“downstream customers.” (J. Franell Depo., 10:15-22; ER 34.)
Although InfoStructure was the “downstream customer” that contracted
with American Buddha to provide access to AFN, the City had “direct
control over all the modems that are servicing InfoStructure
customers.” (J. Franell Depo., 10:15-22; ER 34; Holbo Depo.,
58:3-6: ER 87.)
City Personnel Involved In The Case - Joe Franell, Mike Franell and
Rick Holbo
Joe Franell was the City Information
Technology Director, in charge of AFN. (J. Franell Depo., 5:23-6:1;
ER 30-31.) Mike Franell, City Attorney, consulted with Holbo.
(M. Franell Depo, 5: 7-13; ER 92.) Rick Holbo (“Holbo”) was the AFN
administrator who devised the City’s policy for handling copyright
complaints, that had been in use for years prior to the matters
giving rise to this case. (Holbo Depo., 21:1-25: ER 80.)
American Buddha’s Website – Hosted Through AFN
American Buddha operated a computer
network through a server for which AFN provided a “MAC address” that permitted appellant’s server to connect to the Internet.
(J. Franell Depo., 26:16-27:21; ER 42-43.) Using the
MAC address, appellant was able to host its own website,
www.American-Buddha.com. (J. Franell Depo., 27:16-22; ER 43.)
Appellant’s website offered political speech to Internet users.
(Carreon Aff. ¶ 7; ER 13.) The American-Buddha.com website featured
political commentary, including satirical images of public figures,
and had a member list of approximately fifty-thousand members.
(Carreon Aff. ¶ 5 – 7; ER 13.)
The City’s Policy – Originated by
Holbo, Approved by Joe Franell, and
Well-Established With The City’s
Network of ISPs
The City had a policy regarding how
to respond to complaints of copyright infringement that had been in
effect for “the past number of years,” and was known to the ISPs
long before Holbo reduced it to writing after the events giving rise
to this case. (Holbo Depo., 21:1-25: ER 80.) Holbo shut off
appellant’s website in accordance with a City policy recorded in an
exhibit to his deposition. (Carreon Aff., Exhibit 4; ER 52; J.
Franell Depo., 8:9-20; ER 33; Holbo Depo., ER 72, lines 13 – 18.)
The City’s policy did not require that anyone contact the website
operator before shutting down their modem, and thus, their website.
(J. Franell Depo., 22:18-21; ER 38.) The City’s Technology
Director, Joe Franell, testified that the policy had been followed
in a number of prior cases when modems had been shut off. (J.
Franell Depo., 21:18 – 22:17; ER 37-38.)
Kathleen Parker’s Calls and Email to Holbo
On August 1, 2006, Holbo received a
phone call from Kathleen Parker (“Parker”), who said she was
offended by an image that appeared on www.American-Buddha.com. (Holbo
Depo., 11:9-13; ER 74.) Holbo spoke to Parker twice by phone, and
told her to send him an email, and “we will see what we can do.” (Holbo
Depo., 11:9-13; ER 74; Holbo Depo. 13:4-7; ER 76.) Parker followed
Holbo’s instructions, and sent him an email that stated, “I am
asking your help in getting this image off the Web as soon as
possible. The website in question is American-Buddha.com….”
(Exhibit 8 to Carreon Affidavit; ER 60.) Holbo found the image by
looking on Google. (Holbo Depo., 13:14-22; ER 76.) Holbo knew he
had no power to remove the image from Google. (Holbo Depo.,
13:21-22; ER 76.)
Holbo’s Application of the City Policy to Parker’s Email
Parker’s email contained a complaint
about an image her children had discovered on Google.com. (Exhibit
8 to Carreon Aff., ER 60.) Parker’s email did not identify an
allegedly copyright-infringing image, nor did it name a
copyright-holder. (Exhibit 8 to Carreon Aff., ER 60.) Although
Holbo claimed that “It is not my job to determine whether something
was copyright infringement or not,” it was his job to deal with “an
email from a lady who was alleging copyright infringement.” (Holbo
Depo., 20:7-22; ER 79.) Because he had counsel available in the
form of the City Attorney, Holbo held “communications with counsel”
before he shut off appellant’s website. (J. Franell Depo.,
13:21-24; ER 35, M. Franell Depo, 5: 7-13; ER 92.)
Step One: Holbo Cobbles Together A Groundless Copyright Infringement
Claim
Step one of the City policy required
that AFN “receive notice of copyright infringement.” (Exhibit 4 to
Carreon Aff.; ER 52.) The only thing Holbo did to determine whether
there was a copyright infringement claim presented was to compare
the image Parker was objecting to with one that appeared on the
Washington Post website, and noted that “they looked similar.” (Holbo
Depo. 38:2-3; ER 84.) As the district court concluded, Holbo’s
description of Parker’s complaint as a copyright claim was
groundless. (Opinion, footnote 1; ER 3.) Holbo knows “very little”
about copyright infringement. (Holbo Depo., 18:12-13; ER 78.)
Holbo testified that: (1) Parker’s email did not qualify as a claim
of copyright infringement, and (2) he would not turn off a website
based on that email today. (Holbo Depo., 32:5-16; ER 82.)
Step Two: Holbo Sends
InfoStructure A Misleading Email Asserting The Washington Post Has
Made A Copyright Complaint Against American Buddha
Step two of the City policy required
that Holbo “attempt to contact downstream customer,” by “phone with
follow-up email.” (ER 52.) In order to convince InfoStructure that
he was implementing City policy, even though Parker had not told
Holbo that the Washington Post was asserting a copyright claim, at
6:54 a.m. on August 2nd, Holbo sent an email from his
City email account to InfoStructure (the “6:54 a.m. email”), making
it appear that the Washington Post was claiming copyright
infringement, by “cutting and pasting” a copyright notice from the
Washington Post website into his email.[1]
(Holbo Depo., 17:1-11; 39:9-14; ER 77 and 85.) Holbo also used his
City computer to locate an image he believed corresponded to
Parker’s complaint, and placed a “link” to the “URL”[2]
of the image on American Buddha’s website when he sent the 6:54 a.m.
email to InfoStructure. (Holbo Depo., 39:24 – 40:16; ER 85-86.) As
noted previously, the City policy did not require that AFN make any
attempt to contact the website operator, appellant in this case.
(ER 60.) For purposes of City policy, AFN’s “downstream customer”
was InfoStructure, an Internet Service Provider that contracted
with AFN to provide Internet service to City citizens. (M. Franell
Depo., ER 34, lines 15 – 20.) On August 2nd, at 6:54
a.m., Holbo emailed InfoStructure at abuse@mind.net. Holbo’s email to
InfoStructure falsely stated that The Washington Post was alleging
copyright infringement against one of InfoStructure’s users.
(Exhibit 9 to Carreon Aff., ER 62.) Holbo called John Dowd at
InfoStructure around 4:15 p.m. (Holbo Aff., ¶ 5; ER 97.)
Steps Three and Four: Holbo Waits
The Requisite Eight Hours
Before Turning Off American
Buddha’s Modem
Step three of the City policy
required that Holbo check to see if “infringing material is still
available after 8 hours,” after which, Holbo could implement step
four of the City policy by shutting off appellant’s website, which
Holbo did at 4:15 p.m. on August 2, 2006 when he “disconnected the
modem.” (Holbo Aff. ¶ 5; ER 97.) Holbo shut off American Buddha’s
website at 4:15 p.m., eight hours and twenty-one minutes
after sending the email to InfoStructure at 6:54 a.m.. Holbo kept American Buddha’s modem disconnected for one hour. (Holbo
Aff. ¶ 5; ER 97.)
Plaintiff’s Lawsuit for Injunctive Relief
Because the threat of future shutoffs
of appellant’s website operated as a prior restraint, in order to
dispel the chilling effect upon speech resulting from Holbo’s
retaliatory actions committed under color of law, appellant filed
suit under 42 U.S.C. § 1983 on August 3, 2006, seeking injunctive
relief to challenge the City website shutoff policy and prevent the
future application of the City’s policy to appellant’s website.
(Complaint, ER 108-113.)
The Order on Defendant’s Motion for Summary Judgment and This Appeal
On motion of the City, the district
court dismissed plaintiff’s action on summary judgment, and entered
judgment for the City on the grounds that appellant had failed to
raise an issue of fact regarding whether the City’s shutoff of
appellant’s website had been performed pursuant to a “City policy,”
finding that because Joe Frannel denied making the decision to
disconnect the modem, and Holbo blamed InfoStructure, that
InfoStructure “was the primary decider … thus further isolating the
City from any liability.” (Opinion, ER 3, footnote 1; ER 4-7.)
Notwithstanding the fact that Holbo, a man entirely innocent of
copyright law knowledge, had been given the job of devising and
implementing the City’s copyright infringement policy, the district
court found American Buddha had not raised an issue of fact
concerning whether the City had failed to properly train Holbo to do
the job of regulating Internet speech. (Opinion, ER 7.) American
Buddha timely filed this appeal. (ER 9.)
SUMMARY OF ARGUMENT
American Buddha seeks reversal of the district court’s dismissal on
summary judgment of its suit to enjoin enforcement of a City policy
regulating Internet speech, because the City policy was facially
unconstitutional as a prior restraint on speech that did not serve a
compelling government interest, was not narrowly tailored, and
vested unbridled discretion in a single City functionary to censor
speech. Further, summary judgment was improper because material,
disputed issues of fact existed concerning whether content-based
animus motivated the City functionary to shut off the American
Buddha website.
ARGUMENT
I.
THE CITY’S OPERATION
OF AFN IS SUBJECT TO FIRST AMENDMENT PROHIBITIONS ON REGULATIONS
THAT CREATE THE RISK OF CENSORSHIP, AND ACTUALLY CAUSED FIRST
AMENDMENT INJURY IN THIS CASE
In 1999, the City launched AFN as one
of the nation’s first municipally-owned networks in order to connect
the City’s population to the Internet, allowing residents to visit
webpages, send and receive email, and host websites. The Supreme
Court has described the Internet as a medium that can turn any
citizen into a “town crier” or “pamphleteer,” and is therefore
subject to unqualified First Amendment protection.
“[The Internet] provides relatively
unlimited, low cost capacity for communication of all kinds. ***
This dynamic, multifaceted category of communication includes not
only traditional print and news services, but also audio, video, and
still images, as well as interactive, real time dialogue. Through
the use of chat rooms, any person with a phone line can become a
town crier with a voice that resonates farther than it could from
any soapbox. Through the use of Web pages, mail exploders, and
newsgroups, the same individual can become a pamphleteer. As the
District Court found, "the content on the Internet is as diverse as
human thought." 929 F. Supp., at 842 (finding 74). We agree with its
conclusion that our cases provide no basis for qualifying the level
of First Amendment scrutiny that should be applied to this medium.”
Reno v. ACLU,
521 U.S. 844, 870, 117 S.Ct. 2329, 2344, 138 L.Ed.2d 874 (1997)
There is a substantial body of law
concerning public fora that support the view that the City-owned AFN
network is a public forum.[3]
Within this forum, the City had absolute control over who would be
heard or not heard through a communication medium through which
American Buddha was publishing “digital pamphlets” throughout the
world-wide web. When the City ventured into the realm of providing
residents the means to publish websites through AFN, it enabled its
citizens to become digital pamphleteers, and the City became a state
actor with monopoly power over speech. The touchstone is the fact
that AFN facilitates the distribution of First Amendment material.
“The actual ‘activity’ at issue here
is the circulation of newspapers, which is constitutionally
protected. After all, ‘[l]iberty of circulating is as essential to
[freedom of expression] as liberty of publishing; indeed, without
the circulation, the publication would be of little value.’" City
of Lakewood v. Plain Dealer Publishing Co., 108
S. Ct. 2138, 2150, 486 U.S. 750,
768 (1988), quoting Ex parte
Jackson,
96 U.S. 727, 733 (1878).
Applying strict scrutiny to the City
policy for regulating its online public forum requires no extensive
analysis – the City cannot identify a “compelling interest” in
regulating Internet speech, nor is the blunt instrument of shutting
off an entire website[4]
to remove a single image from the Internet “narrowly tailored” to
achieve that purpose.
Since the City policy cannot
withstand strict scrutiny, the City attempted to make the policy
irrelevant to this lawsuit by speaking inconsistently.[5]
Both Joe Franell and Holbo testified that the American Buddha matter
was handled according to the approved City policy. (Exhibit 1, ER
52; J. Franell Depo., ER 33, lines 9 – 20; Holbo Depo., ER 72, lines
13 – 18.) Holbo admitted that after receiving Parker’s phone call
the day before, he told her to write an email, telling her he’d “see
what he could do” to satisfy her desire to shut off the American
Buddha website, and the next morning, sent the 6:54 a.m. email to
InfoStructure mis-stating the nature of Parker’s complaint as a
copyright infringement claim from the Washington Post. Then, in
complete compliance with City policy, slightly eight hours after
notifying InfoStructure, Holbo turned off the modem. There can be
no question that the City was the actor that interrupted American
Buddha’s digital pamphleteering. As the U.S. Supreme Court stated
in a case involving a Rhode Island licensing scheme intended to
protect youth from obscene literature:
“These acts and practices directly
and designedly stopped the circulation of publications in many parts
of Rhode Island. *** What Rhode Island has done, in fact, has been
to subject the distribution of publications to a system of prior
administrative restraints….”
Bantam Books v. Sullivan,
372 U.S. 58, 70, 83 S.Ct. 631 (1963).
II.
A DIGITAL
PAMPHLETEER MAY SUE TO ENJOIN A CITY POLICY THAT IMPOSES A PRIOR
RESTRAINT UPON SPEECH
The United States of America has been
considered the cradle of liberty in large part because it has
protected the freedom of the press zealously against all government
incursions. This tradition predates even our Constitution, for it
was here on American soil that a New England jury refused to convict printer John Peter Zenger of publishing
“seditious libel.”[6]
Although the Royal Governor had ordered that some of the works
Zenger had printed be “burnt by the hands of the common hangman,”
and the judge ordered the jury to convict Zenger, the jury refused,
entering a verdict of “not guilty.” Zenger served thirty-five weeks
in jail before being released. Such sacrifices by our forebears
must not be forgotten in this digital era, because the governmental
inclination to suppress unpopular speech has not diminished.
The Supreme Court itself has
recognized that a website may be a vehicle for digital
pamphleteering, which places political websites squarely within the
highest form of constitutional protection. “This Court has often
recognized that the activity of peaceful pamphleteering is a form of
communication protected by the First Amendment.” Organization
for a Better Austin v.
Keefe, 91 S.Ct. 1575,
1577, 402 U.S. 415, 419 (1971); City of Lakewood v. Plain Dealer
Publishing Co., 108 S. Ct. 2138, 2146, 486
U.S. 750, 761 (1988) (peaceful pamphleteering not fundamentally different
from the function of a newspaper).
"It is well established that the loss
of First Amendment freedoms, for even minimal periods of time,
unquestionably constitutes irreparable injury." Hohe v. Casey,
868 F.2d 69, 72-73 (3rd Cir. 1989). Irreparable harm occurs
where a plaintiff shows “a chilling effect on free expression.”
Hohe v. Casey, at id., quoting Dombrowski v. Pfister, 380 U.S.
479, 487, 85 S. Ct. 1116, 1121 (1965). In this case, American
Buddha suffered the actual shutoff of its website, which aborted its
publication of digital pamphlets. After publication was restored,
American Buddha suffered a chilling effect due to the threat of
future disruptions of its publication of digital pamphlets. The
district court erred in failing to subject this policy to strict
scrutiny, both facially and as applied to American Buddha, that
suffered an actual shutoff and the chilling effect of the City’s
action. Hohe v. Casey, at id., quoting Dombrowski v. Pfister,
380 U.S. 479, 487, 85 S. Ct. 1116, 1121 (1965) (chilling effect
results in censoring of constitutionally protected speech and
irreparable harm to plaintiffs).
Standing requirements are relaxed in
cases where speech can be chilled by the very existence of a statute
or policy that regulates speech overbroadly, or vests excessive
discretion in a government functionary, permitting censorship under
color of law:
“Thus, the Court has permitted a
party to challenge an ordinance under the overbreadth doctrine in
cases where every application creates an impermissible risk of
suppression of ideas, such as an ordinance that delegates overly
broad discretion to the decisionmaker.”
Forsyth County v. Nationalist
Movement, 505 U.S. 123,
129, 112 S.Ct. 2395 (1992).
Thus, even if American Buddha had
never suffered impairment of its free speech rights, it would have
standing to mount a facial challenge to the City policy to reverse
its chilling effect, and the district court should have allowed this
action for injunctive relief to proceed on that basis alone.
However, since American Buddha actually suffered the chilling effect
on its First Amendment activity, it was a particularly egregious
error for the district court to ignore its claim. It is
unquestionable that tearing up a sign bearing a political message
violates the First Amendment, as the Sixth Circuit held in a
Nixon-era opinion that pitted an ad hoc City policy to
destroy the messages of protesters whose speech struck officers as
“detrimental” to the President, who was visiting the City of
Louisville:
“[A]ppellant Glasson was standing
peacefully against a building holding her sign as she awaited the
motorcade. Office Medley [testified] his attention was drawn to
appellant's poster on which, he testified, was printed … a message
that he determined was detrimental to the President. … Officer
Medley then approached appellant and, according to his testimony,
asked her ‘Would you please take this sign down Lady; it's
detrimental to the United States of America.’ When Miss Glasson
refused, and replied that she had a right to display it, Medley took
it from her and tore it up. *** We hold that when Officer Medley
destroyed Miss Glasson's poster, she was engaged in activity
protected by the First and Fourteenth Amendments; that his action,
directed by Officer Johnson and authorized by Chief of Police Hyde,
was unreasonable and not taken in good faith; and that it violated
her constitutional rights and was actionable under section 1983 of
the Civil Rights Acts.”
Glasson v. City of Louisville,
518 F.2d 899 (6th Cir., 1975), cert. denied, Glasson v. City of
Louisville,
423 U.S. 930, 96 S.Ct. 280 (1975).
III.
CITY POLICY IMPOSED
A PRIOR RESTRAINT BY BLOCKING FUTURE INTERNET PUBLICATION OF DIGITAL
PAMPHLETS, AND THUS DEMONSTRATED “DELIBERATE INDIFFERENCE” TO THE
RIGHTS OF DIGITAL PAMPHLETEERS ON THE CITY AFN NETWORK
“It
is not merely the sporadic abuse of power by the censor but the
pervasive threat inherent in its very existence that constitutes the
danger to freedom of discussion. City of Lakewood v. Plain
Dealer Publishing Co., 486 U.S. 750, 757, 108 S. Ct.
2138, quoting Thornhill v.
Alabama,
310 U.S. 88, 97, 60 S.Ct. 736, 741-741 (1940) (emphasis added by the
Court).
Websites are evanescent publications
that can be blotted out simply by turning off an electric switch on
a modem. Computers are printing presses with electronic paper and
digital ink. Destroying their works requires nothing more than the
click of a mouse, but the effect is the same as burning a book.
During the time Holbo turned off the modem hosting the American
Buddha website, until he turned it back on, Holbo silenced political
speech as effectively as “the common hangman” who was charged with
burning the publications that John Peter Zenger had produced on his
printing press.
Under the City policy that allowed
Holbo to silence unpopular speech “under color of law,” Holbo was
actually more powerful than the hangman who burnt Zenger’s works.
The hangman, after all, could only burn what had already been
printed; whereas Holbo was able to prevent American Buddha from
publishing anything until it suited his will. To accomplish a
similar effect, the Royal Governor in the Zenger case would have
been required to lock up Zenger’s printing press. Thus, City policy
imposed a prior restraint upon publication.
The City’s policy, whether officially
adopted or merely a practice and custom that had been in place “for
years,” coupled with the failure to adequately supervise the persons
responsible for its implementation, subjects the City to liability
for violation of constitutional rights under the authority of
Monell v. Department of Social Services, 436 U.S. 658, 691, 98
S.Ct. 2018, 56 L.Ed.2d 611 (1978). A leading Ninth Circuit case on
a municipality’s liability for tacitly-implemented policies is
Oviatt v. Pierce, 954 F.2d 1470 (9th Cir. 1992),
which held the County of Multnomah, Oregon liable for an unwritten
policy that resulted in the failure to arraign criminally accused
persons within a reasonable time. Oviatt, 954 F.2d at
1473-1474.
The district court ignored evidence
that the City’s policy had been in effect for “the past number of
years,” was known to the ISPs like InfoStructure long before the
events giving rise to this case, and had been followed in a number
of prior cases when modems had been shut off. (Holbo Depo.,
21:1-25: ER 80.) (J. Franell Depo., 21:18 – 22:17; ER 37-38.) These
facts established at minimum, an issue of fact requiring trial to
determine whether the City policy was sufficiently “official” to
support Monell liability, and for this reason, the district
court’s judgment must be reversed.
IV.
THE CITY POLICY
VESTED A SINGLE CITY FUNCTIONARY WITH UNBRIDLED DISCRETION TO
PREVENT AMERICAN BUDDHA FROM PUBLISHING DIGITAL PAMPHLETS
Each technological innovation in
media that increases the reach of speech has incited governments to
impose prior restraints upon speech, usually under the guise of
protecting public order or morals. The advent of portable
electronic amplification gave rise to Saia v.
New York,
334 U.S. 558, 68 S. Ct. 1148 (U.S. 06/07/1948), in
which the U.S. Supreme Court overturned an ordinance prohibiting the
use of a loudspeaker in a public place, except by permission of the
Chief of Police. Unable to obtain permission to speak in a public
park, a Jehovah’s Witness challenged the law, which the Court
overturned, holding that any scheme vesting unbridled discretion in
a single official could not stand. Referring to a prior opinion
involving religious speech, the Court made its position clear:
“In the Cantwell case a license had
to be obtained in order to distribute religious literature. What was
religious was left to the discretion of a public official.” Saia
v. New York,
68 S.Ct. at 1149.
In this case, what was a copyright
infringement was left to Holbo’s discretion. Not only did the City
policy make Holbo the arbiter of infringements, it also deprived
American Buddha of notice that a policy had been engaged that would
cause AFN to turn off its access to the Internet in eight hours. By
City Policy, Holbo, inflamed by Parker’s complaint, was permitted to
start an eight-hour countdown to shutoff. In this particular case,
City Attorney Mike Franell was made aware of the planned shutoff and
made no move to prevent it. The actual shutoff was approved at all
levels based on past policy. An ordinance vesting unbridled
discretion in the licensor should be overruled as a prior restraint
of speech. Forsyth County
v. Nationalist Movement,
505 U.S. 123 (1992). The fact that an oral and written City policy,
rather than an ordinance, gave rise to the offenses in this case, is
not a meaningful distinction. The City policy was the causal force
behind the First Amendment violation in this case, and this case was
not unique – other modems had been shut off pursuant to the City
policy. (J. Franell Depo., 21:18 – 22:17; ER 37 - 38.) Thus, this
case presents the same type of institutionalized “deliberate
indifference” that gave rise to liability in Oviatt.
Technology often puts an excess of
control into the hands of people unqualified to wield it, which
well-describes Holbo in this case. Knowing little of copyright law,
he did not feel the lack. He used his cut and paste skills to make
the Washington Post a copyright holder, sent an email to
InfoStructure, made a phone call to John Dowd, and immediately
thereafter, turned off the modem that was hosting the website
causing Parker so much distress. The entire shutoff was the direct
result of the “unbridled discretion” granted Holbo by City policy.
Such a policy works an unlawful prior restraint on First Amendment
rights because “the specter of content and viewpoint censorship … is
at its zenith when the determination of who may speak and who may
not is left to the unbridled discretion of a government official.”
City of Lakewood v. Plain Dealer Publishing Co., 108 S. Ct.
2138, 2147, 486 U.S. 750, 763 (citations omitted).
The unconstitutional policy adopted
by the City, purportedly to prevent copyright piracy on the City’s
AFN network, is grossly overbroad, grants unbridled discretion to a
City functionary, and has served as a secret check on speech in the
City of Ashland for years. American Buddha stepped forward as a
public citizen seeking judicial scrutiny of this secret system, that
established a system of censorship and prior restraint without any
meaningful guidelines for the censor to exercise his discretion.
The district court erred in treating this case as one unworthy of
serious review, disregarding uncontroverted evidence of the
existence of an unconstitutional City policy, its approval by AFN
Director Joe Franell, and its retaliatory application by Holbo, a
classic content-motivated censor with no compunctions about
silencing political speech that he found objectionable. The district
court’s decision must be reversed.
V.
SUMMARY JUDGMENT WAS
IMPROPER BECAUSE HOLBO’S PRETEXTUAL ASSERTION OF INFOSTRUCTURE AS
THE CITY’S “STRAW MAN” AT BEST RAISED A DISPUTED ISSUE OF FACT THAT
COULD NOT BE RESOLVED WITHOUT TRIAL
The prohibition on making credibility
determinations on summary judgment, without the benefit of live
testimony and the opportunity to judge witness demeanor, is
well-established:
"Credibility determinations, the
weighing of the evidence, and the drawing of legitimate inferences
from the facts are jury functions, not those of a judge, whether he
is ruling on a motion for summary judgment or for a directed
verdict. The evidence of the non-movant is to be believed, and all
justifiable inferences are to be drawn in his favor."
Anderson v. Liberty Lobby, Inc.,
477 U.S. 242, 255, 106 S.Ct. 2505, 2519 (1986).
A reader of the deposition testimony
given by Joe Franell and Holbo would be forgiven for thinking that
there was no dispute that Holbo had been following City policy in
turning off American Buddha’s modem and preventing its future
publication of webpages. Joe Franell was unequivocal – Holbo shut
off the modem in compliance with City policy. (Exhibit 4, ER 52; J.
Franell Depo., 8:9-20; ER 33) But for Holbo’s non-credible
assertion that he shut off the modem at the instigation of
InfoStructure, his reliance on City policy as the justification for
his actions would have been entirely undisputed. (Holbo Depo.,
32:17-23; ER 82.) The minor dispute Holbo raised was for the trier
of fact to resolve, and a reasonable trier of fact could easily have
reached the reverse conclusion – that Holbo’s denial of acting
pursuant to policy was self-contradictory and pretextual.
Holbo’s actions followed City policy
in every detail. Holbo invited Parker to send an email, so that he
would have a written complaint to work with, and after she sent it,
Holbo promised her the City “would see what they could do” (Holbo
Depo. 13:4-7; ER 76). He compared the image Parker objected to with
her photo on the Washington Post (Holbo Depo., 38:2-3; ER 84); he
cobbled together a bogus copyright notice to invoke the Washington
Post’s clout, and alarm InfoStructure (Holbo Depo., 17:1-11;
39:9-14; ER 77 and 85); he contacted his “downstream customer” by
phone and email (Holbo Aff. ¶ 5; ER 97); he never contacted American
Buddha, which the City policy did not require (Policy, ER 52); and,
he waited the requisite eight hours before actually shutting off
American Buddha’s modem (Holbo Aff. ¶ 5; ER 97). The inferences to
be drawn from this sequence of events should have been drawn in
American Buddha’s favor, because they raised disputed issues of fact
requiring trial. Valandingham v. Bojorquez, 866 F.2d 1135,
1137 (9th Cir. 1989). The trial court erred in finding
that Holbo’s single denial of acting under policy, which was
contradicted by his own actions and his boss, Joe Franell’s
testimony, could resolve the issue favorably to the City.
Furthermore, Holbo’s pretext raised
no valid defense to his act of blatant censorship. Aside from the
district court’s bald assertion that the pretext “further isolated
the City from liability,” Holbo’s inconsistent denial provided no
legal basis for the court’s grant of summary judgment. Allowing the
City to escape scrutiny of its policies by blaming a third party for
its own direct acts would create a hole in First Amendment
jurisprudence large enough to please any censor, who would find a
convenient pretext for evading scrutiny simply by utilizing a “straw
man” as the supposed source of the impulse to censor, and whose
purported involvement would “isolate the City from liability,” as
the district court put it.
Accordingly, the district court
improperly failed to consider disputed issues of fact requiring
trial, and its judgment should be reversed.
VI.
CONCLUSION For
all of the above reasons, this Court should reverse the district
court's order granting judgment to the City and remand this matter
for trial. Respectfully Submitted, ______________________________ Dated: March 5, 2008
Certificate of Compliance
Pursuant to Fed. R. App. P. 32(a)(7)(C) and Circuit Rule 32-1
Case
Number 07-35721
I
certify that: (check appropriate option(s))
____1. Pursuant to Fed. R. App. P. 32 (a)(7)(C) and Ninth
Circuit Rule 32-1, the attached opening brief is:
____
Proportionately spaced, has a typeface of 14 points or
more and contains ______words (opening, answering, and the second
and third briefs filed in cross-appeals must not exceed 14,000
words; reply briefs must not exceed 7,000 words);
Or is:
____
Monospaced, has 10.5 or fewer characters per inch and contains
_______ words or ________ lines of text (opening, answering, and the
second and third briefs filed in cross-appeals must not exceed
14,000 words or 1,300 lines of text; reply briefs must not exceed
7,000 words or 650 lines of text).
____2. The attached brief is not subject to the type-volume
limitations of Fed. R. App. P. 32(a)(7)(B) because:
____
This brief complies with Fed. R. App. P. 32(a)(1)-(7) and is a
principal brief of no more than 30 pages or a reply brief of no more
than 15 pages;
____
This brief complies with a page or size-volume limitation
established by separate court order dated ____________ and is
____
Proportionately spaced, has a typeface of 14 points or more and
contains _______ words;
Or is:
____
Monospaced, has 10.5 or fewer characters per inch and contains
______pages or_______ words or ________ lines of text. ______________________________ Dated: March 5, 2008
PROOF OF SERVICE The
undersigned hereby certifies: I am
over the age of eighteen and not a party to the herein matter; On
March __, 2008, I served the foregoing Appellant’s Opening Brief on
Karen M. O’Kasey
Hoffman, Hart & Wagner, LLP
1000 SW Broadway, 20th Floor
Portland, Oregon 97205 By
enclosing the same in an envelope so addressed, and depositing it,
on the said date, in a U.S. Postal Service mail receptacle, postage
fully prepaid. I
further certify that the original and all required copies of the
foregoing Appellant’s Opening Brief were filed with the Clerk of the
Ninth Circuit Appellate District by mailing the same to the Clerk
via U.S. Postal delivery on March __, 2008. ______________________________ Dated: March __, 2008
[1] As a
result of Holbo’s invention of a non-existent copyright
complaint, appellant initially sued The Washington Post
Company, that was later dismissed from the lawsuit because
it established it had no part in the matter.
[2] URL:
Acronym for Universal Resource Locator, an Internet address
for content.
[3] “[A]
public forum may be created by government designation of a
place or channel of communication for use by the public at
large for assembly and speech, for use by certain speakers,
or for the discussion of certain subjects. [Citations
omitted.] In a designated public forum, speakers cannot be
excluded unless it is ‘necessary to serve a compelling state
interest and the exclusion is ‘narrowly drawn to achieve
that interest.’ [Citations omitted.] Arizona Life
Coalition Inc. v. Stanton, __F.3d__, 2008 WL 217012
C.A.9 (Ariz.) January 28, 2008.
[4] Or a
number of websites, as occurs when one modem hosts a number
of websites.
[5] Toward
the end of his deposition, Holbo testified that he turned
off the American Buddha modem because John Dowd of
InfoStructure told him it was “on a disconnect list.” (Holbo
Depo., 32:17-23; ER 82.) The district court held that
Holbo’s disputed contention as to his motivation for turning
off the American Buddha website had the effect of “further
isolating the City from liability.” (Opinion, page 6; ER
7.) While a jury might have believed Holbo’s denial of
anti-speech animus, it would more likely have found it
incredible.
[6] C.R.
Hildeburn, Sketches of Printers and Printing in Colonial
New York,
Chapter II
(New York: Dodd, Mead, & Company, 1895). <http://www.dinsdoc.com/hildeburn-1-2.htm>
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